Michael Scott Brady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Scott Brady, a licensed former licensee with CE reference ACM349. This person has 16.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ellis Brady Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-10-31 | 2020-09-03 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2005-10-10 | 2006-08-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-04-16 | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-10-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Scott Brady during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.