Cindy Miao Ling Liao
廖苗玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Miao Ling Liao (廖苗玲), a licensed former licensee with CE reference ACL672. This person has 21.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2025-01-14 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Miao Ling Liao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.