Hong Ngai Chan
陳匡毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Ngai Chan (陳匡毅), a licensed former licensee with CE reference ACL576. This person has 9.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-05 | 2015-06-01 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-29 | 2014-03-05 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-11-07 | 2013-09-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-10-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-10-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2009-10-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Ngai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.