Kan Kim Shum
沈勤儉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kan Kim Shum (沈勤儉), a licensed former licensee with CE reference ACL400. This person has 2.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kan Kim Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.