Ten Lok Wan
溫天絡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ten Lok Wan (溫天絡), a licensed former licensee with CE reference ACK835. This person has 2.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-01 | 2005-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-01 | 2005-12-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-07-01 | 2005-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-29 | 2005-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-11-29 | 2005-07-01 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2004-11-29 | 2005-07-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-04 | 2004-11-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-04 | 2004-11-29 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-09-04 | 2004-11-29 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-30 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ten Lok Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.