Janet Kar Ming Lau

劉家明
CE No. ACI074 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Kar Ming Lau (劉家明), a licensed former licensee with CE reference ACI074. This person has 14.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
CAIIS Limited RO Type 1 - Dealing in securities 2012-07-25 2018-02-01
CAIIS Limited RO Type 4 - Advising on securities 2012-07-25 2018-02-01
CAIIS Limited Rep Type 1 - Dealing in securities 2006-07-12 2012-07-25
CAIIS Limited Rep Type 4 - Advising on securities Pre-2003 2012-07-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janet Kar Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Timothy Kwok Cheung Lo CAIIS Limited 2004–2018
Samson Yiu Cho Lui CAIIS Limited 2004–2018
Catherine Pik Yiu Tsoi CAIIS Limited 2004–2017
Chun Yu Choy CAIIS Limited 2006–2018
Michelle Wu CAIIS Limited 2006–2018
Fernand Jean-Luc Anglada CAIIS Limited 2005–2015
Mei San Leung CAIIS Limited 2004–2014
Ping Hui Chu CAIIS Limited 2009–2018
Yvonne Pui Yeung Chan CAIIS Limited 2009–2018
Moon Fuk Cheung CAIIS Limited 2009–2018
Moon Sung Chang CAIIS Limited 2009–2018
Kwan Yee So CAIIS Limited 2010–2018
Selina Siu Kam Tsang CAIIS Limited 2003–2011
Irene Suk Ching Chow CAIIS Limited 2006–2013
Lap Fai Lee CAIIS Limited 2008–2015
Janice Wing Yan Yeung CAIIS Limited 2007–2013
Yeuk Yu Tai CAIIS Limited 2008–2014
Wai Ling Tsang CAIIS Limited 2005–2011
Esther Yat Chu Leung CAIIS Limited 2004–2010
Annie Shuk Ming Leung CAIIS Limited 2008–2014
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