Theresa Dune Yee Lo
羅端儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theresa Dune Yee Lo (羅端儀), a licensed former licensee with CE reference ACI008. This person has 6.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 4 - Advising on securities | 2009-10-27 | 2012-05-15 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 9 - Asset management | 2009-10-27 | 2012-05-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2007-07-30 | 2008-05-21 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-18 | 2008-05-21 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-23 | 2007-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Theresa Dune Yee Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Yu Ng | Taurus Associates Asset Management Limited | 2010–2012 |
| Wing Kwai Wong | Taurus Associates Asset Management Limited | 2009–2012 |
| Chi Sing Lau | BOCI Research Limited | 2004–2007 |
| Belle Chan | BOCI Research Limited | 2004–2007 |
| Anthony Chi Hang Lok | BOCI Research Limited | 2004–2007 |
| Ngan Pak | BOCI Research Limited | 2004–2007 |
| Wenzhou Hu | BOCI Research Limited | 2004–2007 |
| Lin Yuan | BOCI Research Limited | 2004–2007 |
| Winnie Kai Mun Tang | BOCI Research Limited | 2004–2007 |
| Yukun Le | BOCI Research Limited | 2004–2007 |
| Chung Leung Chan | Taurus Associates Asset Management Limited | 2011–2012 |
| Xiaopo Wei | BOCI Research Limited | 2004–2006 |
| Manfred Chu Ho | BOCI Research Limited | 2004–2007 |
| Fu Hang Lai | BOCI Research Limited | 2004–2007 |
| Allan Wai Huk Ng | BOCI Research Limited | 2004–2007 |
| Yan Yan Yip | BOCI Research Limited | 2004–2007 |
| Qingqing Tang | BOCI Research Limited | 2004–2006 |
| Charles Law | BOCI Research Limited | 2005–2007 |
| Xiaoman Ni | BOCI Research Limited | 2005–2007 |
| Kai Sin Teo | BOCI Research Limited | 2005–2007 |