Frances Sui Yee Chan
陳瑞兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Sui Yee Chan (陳瑞兒), a licensed former licensee with CE reference ACH287. This person has 12.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-23 | 2018-09-16 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-23 | 2018-09-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-10 | 2015-04-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-10 | 2015-04-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-10 | 2008-06-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-10 | 2008-06-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-13 | 2007-10-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-10-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-12 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frances Sui Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.