Pak Yin Chan
陳柏賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yin Chan (陳柏賢), a licensed former licensee with CE reference ACE011. This person has 18.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-01-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-15 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-17 | 2009-11-24 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-08 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-16 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-16 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.