Duc Loc Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duc Loc Nguyen, a licensed former licensee with CE reference ACD808. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vietnam Fund Management Company Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Vietnam Fund Management Company Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Vietnam Fund Management Company Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Duc Loc Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Martin Michael Adams | Vietnam Fund Management Company Limited | 2003–2004 |