Elizabeth J Loh
樂家寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth J Loh (樂家寧), a licensed former licensee with CE reference ACC527. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-02-14 | 2018-09-14 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-02-14 | 2018-09-14 |
| BFIN Private Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-09-12 | 2017-01-27 |
| BFIN Private Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-09-12 | 2017-01-27 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Elizabeth J Loh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.