Philip Fu Lam

林富
CE No. ACB938 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Fu Lam (林富), a licensed former licensee with CE reference ACB938. This person has 5.6 years of SFC licence history. Total licence records on file: 13.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Hou Tak Securities Limited
厚德證券有限公司
Rep Type 1 - Dealing in securities 2007-12-10 2008-11-27
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities 2007-08-30 2007-12-08
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2007-08-30 2007-12-08
Kaiser Securities Limited
嘉信証券有限公司
Rep Type 1 - Dealing in securities 2006-11-10 2007-08-17
Kaiser Futures Limited
嘉信期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-11-10 2007-08-17
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-10-31
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2006-10-31
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-03-21
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2005-03-21
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-21
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-15
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-03-21
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Fu Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Dixon Tak Shun Lo Kaiser Futures Limited 2006–2007
Kam Keung Wong Kaiser Futures Limited 2006–2007
Lok Wai Cheng Kaiser Futures Limited 2006–2007
Zhenxing Chen Kaiser Futures Limited 2006–2007
Ying Yu Ha Kaiser Futures Limited 2006–2007
Tak Wa Li Kaiser Futures Limited 2006–2007
Chi Fung Lei Kaiser Futures Limited 2006–2007
Philip Chi Wah Wong Hou Tak Securities Limited 2007–2008
Avvy Siu Wa Tam Hou Tak Securities Limited 2007–2008
Wai Hung Leung Kaiser Futures Limited 2006–2007
Kin Chung Kwok Kaiser Futures Limited 2006–2007
John Lam Chek Tang Kaiser Futures Limited 2006–2007
Ka Fai Yuen Kaiser Futures Limited 2006–2007
Yat Ming Chan Kaiser Futures Limited 2006–2007
Brian Wei Lung Fung Kaiser Futures Limited 2006–2007
Chi Keung Ho Kaiser Futures Limited 2006–2007
Francis Ka Hang Lee Kaiser Futures Limited 2006–2007
Yiu Kei Lai Kaiser Futures Limited 2006–2007
Cheuk Fai Tam Kaiser Futures Limited 2006–2007
Chi Ngai Ng Kaiser Futures Limited 2006–2007
Explore the interactive colleague network →

Related