Kwok Wai Kan
簡國慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Kan (簡國慧), a licensed former licensee with CE reference ABZ223. This person has 2.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-10-27 | 2006-01-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-10-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-26 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-01-27 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-26 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-26 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Kin Chan | Uni-Alpha Futures Limited | 2003–2006 |
| Chun Fook Yeung | Uni-Alpha Futures Limited | 2003–2005 |
| Sin Cheung Ho | Uni-Alpha Futures Limited | 2003–2005 |
| Yiu Hong Cheung | Uni-Alpha Futures Limited | 2003–2006 |
| Kin Li | Uni-Alpha Securities Limited | 2003–2006 |
| Cho Chuen Ho | Uni-Alpha Securities Limited | 2003–2006 |
| Man Kit Ngan | Uni-Alpha Futures Limited | 2004–2006 |
| Brian Chi Leung Hung | Uni-Alpha Futures Limited | 2003 |