Douglas Wai Huen Chen
陳偉萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Wai Huen Chen (陳偉萱), a licensed former licensee with CE reference ABW943. This person has 11.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-12-18 | 2014-07-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-20 | 2014-07-16 |
| Bali Securities Co. Limited 百達利證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-06-05 | 2014-07-01 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-31 | 2014-07-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-06 | 2013-12-18 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-22 | 2004-12-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-10-22 | 2004-12-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-09-04 |
| CES International Commodities (HK) Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-07-16 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-22 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Wai Huen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.