Kwok Ming Chau
周國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Chau (周國明), a licensed former licensee with CE reference ABV491. This person has 20.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OIL Assets Securities Limited 恩明資產証券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-12 | 2025-05-08 |
| OIL Assets International Limited | RO | Type 9 - Asset management | 2015-05-27 | 2025-05-08 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | 2010-04-26 | 2015-05-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-29 | 2015-05-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-29 | 2005-03-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2004-06-29 | 2010-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ming Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.