Suk Yee Lai
黎淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yee Lai (黎淑儀), a licensed former licensee with CE reference ABS417. This person has 19.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | 2025-06-19 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-02 | 2022-09-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2019-09-30 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-11 | 2019-09-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2017-07-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2017-07-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-13 | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Yee Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.