Keng Shing Lau
劉鏡成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Shing Lau (劉鏡成), a licensed former licensee with CE reference ABR241. This person has 19.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2022-12-23 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-04-30 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-24 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keng Shing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.