Roger Chun Wah Yeung
楊俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Chun Wah Yeung (楊俊華), a licensed former licensee with CE reference ABQ555. This person has 14.2 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-08-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-30 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-30 | 2022-08-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-22 | 2009-12-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-22 | 2009-12-19 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-17 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-07-17 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-27 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-27 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-27 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-27 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Chun Wah Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.