Wai Yin Lau
劉偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Lau (劉偉賢), a licensed former licensee with CE reference ABN751. This person has 4.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterwood Asset Management Limited 水木資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-27 | 2026-07-03 |
| Waterwood Asset Management Limited 水木資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-27 | 2026-07-03 |
| GLS Securities Limited 佳隆證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-10 | 2009-03-31 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-31 | 2008-07-10 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-18 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-25 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mun Yuen Lo | GLS Securities Limited | 2003–2009 |
| Tsui Lan Lo | GLS Securities Limited | 2003–2009 |
| Yee Hing Yeung | GLS Securities Limited | 2003–2009 |
| Yee Fai Yeung | GLS Securities Limited | 2003–2009 |
| Chiu Kan Hung | GLS Securities Limited | 2003–2008 |
| Yuet Wah Choi | GLS Securities Limited | 2003–2007 |
| Chung Ho Tsui | GLS Securities Limited | 2003–2006 |
| Wai Kit Lau | Waterwood Asset Management Limited | 2025–2026 |
| Ling Liu | Waterwood Asset Management Limited | 2025–2026 |
| Shuk Fan Lo | GLS Securities Limited | 2005–2009 |
| Wai Shun Chan | GLS Securities Limited | 2005–2009 |
| Hou Yu Wong | GLS Securities Limited | 2005–2007 |
| Jun Zhong | Waterwood Asset Management Limited | 2026 |