Peter Yik Kau Lam

林奕球
CE No. ABL140 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yik Kau Lam (林奕球), a licensed former licensee with CE reference ABL140. This person has 4.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Guyerzeller Far East Limited RO Type 5 - Advising on futures contracts 2005-02-02 2009-02-18
HSBC Guyerzeller Far East Limited RO Type 1 - Dealing in securities 2004-12-22 2009-02-18
HSBC Guyerzeller Far East Limited RO Type 4 - Advising on securities 2004-04-16 2009-02-18
HSBC Guyerzeller Far East Limited RO Type 9 - Asset management 2004-04-16 2009-02-18

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Yik Kau Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chin Ki Hui HSBC Guyerzeller Far East Limited 2004–2009
Siu Mui Ng HSBC Guyerzeller Far East Limited 2004–2009
Elton Ngok Yan Chan HSBC Guyerzeller Far East Limited 2004–2009
Irene Mee Kam Yu HSBC Guyerzeller Far East Limited 2004–2009
Fredric Kwok Tung Leung HSBC Guyerzeller Far East Limited 2004–2008
Dominic King Hang Ng HSBC Guyerzeller Far East Limited 2005–2009
Pauline Po Shan Look HSBC Guyerzeller Far East Limited 2005–2009
Ronald Yiu Hung Ho HSBC Guyerzeller Far East Limited 2007–2009
Heman Hsuan HSBC Guyerzeller Far East Limited 2006–2009
Clement George Liu HSBC Guyerzeller Far East Limited 2007–2009
Betty Lai Chun Cheng HSBC Guyerzeller Far East Limited 2006–2007
Joseph Yung Chien Sun HSBC Guyerzeller Far East Limited 2004–2005
Lora Man Fung Yu HSBC Guyerzeller Far East Limited 2007–2009
Yue Yuk Wong HSBC Guyerzeller Far East Limited 2008–2009
Kwan Fong Lee HSBC Guyerzeller Far East Limited 2008–2009
Lawrence Leung HSBC Guyerzeller Far East Limited 2008
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