Chi Wing Lau
劉志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Lau (劉志榮), a licensed former licensee with CE reference ABK629. This person has 7.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gladstone Morgan Portfolio Services Limited | Rep | Type 4 - Advising on securities | 2005-01-14 | 2010-05-12 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-12 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.