Wah Lam Kwok
郭華霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Lam Kwok (郭華霖), a licensed Responsible Officer with CE reference ABJ826. Currently licensed at 1 firm(s): Kin Fung Stock Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kin Fung Stock Company Limited 建豐証券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-31 | present |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-28 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-28 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Lam Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jonathan Hiong Sing Chan | Kin Fung Stock Company Limited | 2005–present |
| Tin Hung Wu | Kin Fung Stock Company Limited | 2005–present |
| Man Tat Lau | Kin Fung Stock Company Limited | 2005–2020 |
| Kei Yi Tse | Kin Fung Stock Company Limited | 2005–2010 |
| Mei Mui Tsang | Kin Fung Stock Company Limited | 2005–2010 |