Kam Wing Chan
陳錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing Chan (陳錦榮), a licensed former licensee with CE reference ABI310. This person has 13.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-20 | 2022-04-15 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-05 | 2020-09-30 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2013-04-01 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-22 | 2011-05-09 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-21 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-05-21 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-15 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.