Chi Wai Chau
周志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Chau (周志偉), a licensed former licensee with CE reference ABH148. This person has 3.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-03-19 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-04-21 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-04-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-21 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.