Tetsuo Yamashita
山下哲生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuo Yamashita (山下哲生), a licensed former licensee with CE reference ABF689. This person has 13.6 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-10-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-10-31 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2013-08-20 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2016-08-03 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2013-08-20 |
| Japan Asia Capital Limited 日亞資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-05-01 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2016-10-31 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2013-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tetsuo Yamashita during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.