Winnie Yin Ha Yan
甄燕霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Yin Ha Yan (甄燕霞), a licensed former licensee with CE reference ABF145. This person has 14.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-25 | 2018-04-30 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-04-21 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Yin Ha Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.