Kate Wai Tsun Yau
邱尉蓁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kate Wai Tsun Yau (邱尉蓁), a licensed former licensee with CE reference ABE712. This person has 3.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-09-01 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kate Wai Tsun Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.