Tak Ming Kwok
郭德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ming Kwok (郭德明), a licensed former licensee with CE reference ABE597. This person has 21.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-05-18 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-21 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-21 |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.