Alvin Gregory Lee

李雅文
CE No. ABE403 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Gregory Lee (李雅文), a licensed former licensee with CE reference ABE403. This person has 5.9 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
A One Investment Company Limited
大一投資有限公司
RO Type 1 - Dealing in securities 2008-02-22 2013-05-20
A One Investment Company Limited
大一投資有限公司
RO Type 4 - Advising on securities 2008-02-22 2013-05-20
A One Investment Company Limited
大一投資有限公司
RO Type 1 - Dealing in securities Pre-2003 2003-12-01
A One Investment Company Limited
大一投資有限公司
RO Type 4 - Advising on securities Pre-2003 2003-12-01
A One Investment Company Limited
大一投資有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-12-01
A One Investment Company Limited
大一投資有限公司
RO Type 9 - Asset management Pre-2003 2003-12-01

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Gregory Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Clement Kam Hung Lee A One Investment Company Limited 2003–2013
Kit Wan Li A One Investment Company Limited 2003–2013
Alysia Ann Lee A One Investment Company Limited 2003–2013
Nancy Angela Guat Keow Lee Koh A One Investment Company Limited 2003–2012
Sai Kun Yuen A One Investment Company Limited 2003–2012
Wah Tak Wong A One Investment Company Limited 2003–2011
Kong Leng Khor A One Investment Company Limited 2003–2007
Seen Ping Tsang A One Investment Company Limited 2003–2006
Yau Suen Liu A One Investment Company Limited 2008–2013
Explore the interactive colleague network →

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