Karen Shuk Ming Ng
吳淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Shuk Ming Ng (吳淑明), a licensed former licensee with CE reference ABE326. This person has 1.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Shuk Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.