Kwan Kwok Yip
葉君國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kwok Yip (葉君國), a licensed former licensee with CE reference ABE267. This person has 0.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Kwok Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shuk Fan Lo | Oriental Stocks & Shares (Investment) Co. | 2003 |
| Hou Yu Wong | Oriental Stocks & Shares (Investment) Co. | 2003 |