Christopher Leo Ozorio

CE No. ABC564 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Leo Ozorio, a licensed former licensee with CE reference ABC564. This person has 19.3 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Funderstone Securities Limited Rep Type 1 - Dealing in securities Pre-2003 2022-06-30
Funderstone Futures Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2022-06-30
Funderstone Securities Limited Rep Type 4 - Advising on securities Pre-2003 2005-01-24
Funderstone Futures Limited Rep Type 5 - Advising on futures contracts Pre-2003 2005-01-24
Funderstone Securities Limited Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-24
Funderstone Futures Limited Rep Type 9 - Asset management Pre-2003 2005-01-24
Funderstone Securities Limited Rep Type 9 - Asset management Pre-2003 2005-01-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Leo Ozorio during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Chi Cheng Funderstone Futures Limited 2003–2022
Elki Tze Ling Ng Funderstone Futures Limited 2003–2022
Hay Chow Pong Funderstone Futures Limited 2003–2022
Clive Derek Conway Louis Rigby Funderstone Futures Limited 2003–2022
Marian Schneps Funderstone Futures Limited 2003–2022
John Lawrence Sigerson Funderstone Futures Limited 2003–2022
Sau Wai Hui Funderstone Securities Limited 2003–2022
Ka Wai Wong Funderstone Futures Limited 2003–2017
Yuen Man Wong Funderstone Futures Limited 2003–2016
Isaac Sofaer Funderstone Securities Limited 2003–2022
Yiu Ming Pin Funderstone Futures Limited 2003–2015
Sanjiv Singh Funderstone Futures Limited 2003–2015
Kwok Mei Wu Funderstone Futures Limited 2003–2014
Ruann Yuet Wah Cheung Funderstone Futures Limited 2003–2014
Yan Kit Lau Funderstone Futures Limited 2008–2022
Edmund Sek Nin Chung Funderstone Futures Limited 2003–2014
Stephanie Sin Ping Chan Funderstone Futures Limited 2003–2014
Peter Ping Woo Funderstone Futures Limited 2003–2014
Yee Yu Siu Funderstone Futures Limited 2003–2014
Eric Fook Wah Lai Funderstone Futures Limited 2003–2013
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