Yasuaki Kataoka
片岡保彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuaki Kataoka (片岡保彰), a licensed former licensee with CE reference ABA844. This person has 2.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-08 | 2014-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-08 | 2014-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-08 | 2014-06-16 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yasuaki Kataoka during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.