Hai San Wu
吳海山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai San Wu (吳海山), a licensed former licensee with CE reference AAW645. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Lung Hong Securities Limited 萬隆行證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-10-03 |
| Man Lung Hong Securities Limited 萬隆行證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-31 |
| Man Lung Hong Securities Limited 萬隆行證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Man Lung Hong Securities Limited 萬隆行證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Hai San Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ha Ping Chan | Man Lung Hong Securities Limited | 2003–2007 |
| Shu Kun Ip | Man Lung Hong Securities Limited | 2003–2007 |
| Cham Wah Lam | Man Lung Hong Securities Limited | 2003–2007 |
| Fook Sing Sze | Man Lung Hong Securities Limited | 2003–2007 |
| Pui Wing Tsui | Man Lung Hong Securities Limited | 2003–2007 |
| Hak Yim Wong | Man Lung Hong Securities Limited | 2003–2007 |
| Kwok Ki Ho | Man Lung Hong Securities Limited | 2003–2007 |
| Alex Ying Kit Mak | Man Lung Hong Securities Limited | 2003–2007 |
| Andrew Kam Woon Ng | Man Lung Hong Securities Limited | 2003–2007 |
| Hung Yuen Tsui | Man Lung Hong Securities Limited | 2003–2007 |
| Wai Man Tsui | Man Lung Hong Securities Limited | 2003–2007 |
| Sang Mak | Man Lung Hong Securities Limited | 2003–2005 |
| Kwai Ming Chan | Man Lung Hong Securities Limited | 2003–2007 |
| Hing Chen Chang | Man Lung Hong Securities Limited | 2003 |