Lee Fat Nam
藍利發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Fat Nam (藍利發), a licensed former licensee with CE reference AAW240. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-24 | 2014-07-01 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-24 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-17 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-17 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Fat Nam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Teresa Fung Ng Chuk Lee | Black Marble Securities Limited | 2003–2014 |
| Susan Shou Sang Chow | Black Marble Securities Limited | 2003–2014 |
| Siu Kuen Yeung | Black Marble Securities Limited | 2003–2014 |
| Yim Cheong Chow | Black Marble Securities Limited | 2003–2012 |