Wai Lok Yau
游偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Yau (游偉樂), a licensed former licensee with CE reference AAV961. This person has 6.2 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-19 | 2009-06-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-12-19 | 2004-11-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-12-19 |