Maggie Chau Ngan Lau
劉秋雁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maggie Chau Ngan Lau (劉秋雁), a licensed former licensee with CE reference AAV791. This person has 10.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-17 | 2014-01-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-09-14 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maggie Chau Ngan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.