Kam Shan Ng
吳金山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shan Ng (吳金山), a licensed former licensee with CE reference AAV071. This person has 14.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-02-08 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-05 |
| Wah Thai Securities Limited 華泰證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-05 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Shan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Cheung Shum | Wah Thai Securities Limited | 2003–2018 |
| Makki Yin Hing Tai | Wah Thai Securities Limited | 2003–2018 |
| Josefina Cheu | Wah Thai Securities Limited | 2003–2018 |
| Leung Kiu Sze | Wah Thai Securities Limited | 2003–2018 |
| Ping Wong | Wah Thai Securities Limited | 2014–2018 |
| Oi Na Ko | Wah Thai Securities Limited | 2017–2018 |
| Sing Yui Fung | Wah Thai Securities Limited | 2018 |