Charles Ming Wah Ng
吳明華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Ming Wah Ng (吳明華), a licensed former licensee with CE reference AAK675. This person has 19.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-12-31 | 2024-12-31 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-11-26 | 2014-04-15 |
| Equitas Capital Limited | RO | Type 6 - Advising on corporate finance | 2004-02-23 | 2005-08-01 |
| Equitas Capital Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-20 |
| Equitas Capital Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Ming Wah Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.