James Arnold Graham Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Arnold Graham Brown ( ), a licensed former licensee with CE reference AAK539. This person has 16.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telos Capital & Risk Management Limited |
RO | Type 4 - Advising on securities | 2006-12-29 | 2019-08-16 |
| Telos Capital & Risk Management Limited |
RO | Type 9 - Asset management | 2006-12-29 | 2019-08-16 |
| Telos Capital & Risk Management Limited |
Rep | Type 4 - Advising on securities | 2004-07-26 | 2006-12-29 |
| Meyado CBHK Limited |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-04-28 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as James Arnold Graham Brown during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Trevor Charles Raper | Telos Capital & Risk Management Limited | 2004–2019 |
| Alexander John Raper | Telos Capital & Risk Management Limited | 2013–2019 |
| Kwong Sum Ip | Meyado CBHK Limited | 2003 |
| Stephen Craig Glover | Meyado CBHK Limited | 2003 |
| Michael Leith Smith | Meyado CBHK Limited | 2003 |
| Marc Jon Derbidge | Meyado CBHK Limited | 2003 |
| David Thomas Sumich | Meyado CBHK Limited | 2003 |
| Alexander Irwin | Meyado CBHK Limited | 2003 |