Oliver Ngai Ming Tam
譚毅明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Ngai Ming Tam (譚毅明), a licensed former licensee with CE reference AAJ778. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-11-28 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-12-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oliver Ngai Ming Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.