Ka Shun Lee

李家順
CE No. AAJ619 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Lee (李家順), a licensed former licensee with CE reference AAJ619. This person has 6.1 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Chow Sang Sang Futures Limited
周生生期貨有限公司
Rep Type 2 - Dealing in futures contracts 2008-07-09 2010-12-01
Chow Sang Sang Securities Limited
周生生證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-12-19
Chow Sang Sang Securities (HK) Limited
周生生證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-10-29
Chow Sang Sang Futures Limited
周生生期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2006-12-19
Chow Sang Sang Securities Limited
周生生證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-04
Chow Sang Sang Securities (HK) Limited
周生生證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-29
Chow Sang Sang Futures Limited
周生生期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2005-01-04
Chow Sang Sang Securities Limited
周生生證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-04
Chow Sang Sang Securities (HK) Limited
周生生證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-29
Chow Sang Sang Securities (HK) Limited
周生生證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-04
Chow Sang Sang Securities Limited
周生生證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-04
Chow Sang Sang Futures Limited
周生生期貨有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-04
Chow Sang Sang Securities Limited
周生生證券有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-04
Chow Sang Sang Securities (HK) Limited
周生生證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Shun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Vincent Wing Shing Chow Chow Sang Sang Futures Limited 2003–2010
Winston Wun Sing Chow Chow Sang Sang Futures Limited 2003–2010
Wai Kui Yip Chow Sang Sang Futures Limited 2003–2010
Chi Fai Yeung Chow Sang Sang Futures Limited 2003–2010
Chung Tai Chan Chow Sang Sang Futures Limited 2003–2010
Koon Yu Kong Chow Sang Sang Futures Limited 2003–2010
Andy Chi Ming Poon Chow Sang Sang Futures Limited 2003–2010
Shing Kwong To Chow Sang Sang Futures Limited 2003–2010
Ka Wing Chan Chow Sang Sang Futures Limited 2003–2010
Ka Wah Hui Chow Sang Sang Futures Limited 2003–2010
Chung Ming Wong Chow Sang Sang Futures Limited 2003–2010
Kin Man Au Chow Sang Sang Futures Limited 2003–2010
Sau Fan Chow Chow Sang Sang Futures Limited 2003–2010
Candy Yau Hing Chang Chow Sang Sang Futures Limited 2003–2010
Lap Chuen Lai Chow Sang Sang Futures Limited 2003–2010
Kar Lok Leung Chow Sang Sang Futures Limited 2003–2010
Toby Wing Keung Lee Chow Sang Sang Futures Limited 2003–2010
Yiu Fai Lau Chow Sang Sang Futures Limited 2003–2010
Shuk Han Wong Chow Sang Sang Futures Limited 2003–2010
Chun Sing Yim Chow Sang Sang Futures Limited 2003–2010
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