Charles Ding Ching Li
李鼎正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Ding Ching Li (李鼎正), a licensed former licensee with CE reference AAJ118. This person has 12.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2015-09-17 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2015-09-17 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2015-09-17 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2015-09-17 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Ding Ching Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.