Richard Wallace D'Arcy Orders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wallace D'Arcy Orders, a licensed Responsible Officer with CE reference AAI719. Currently licensed at 1 firm(s): Moelis & Company Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 4 - Advising on securities | 2022-02-04 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-24 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-12-11 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-11-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-11-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Wallace D'Arcy Orders during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.