Yan Shui Ko

高印水
CE No. AAI696 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shui Ko (高印水), a licensed former licensee with CE reference AAI696. This person has 2.6 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Anli Securities Limited
安里證券有限公司
Rep Type 1 - Dealing in securities 2003-10-14 2006-04-29
Anli Securities Limited
安里證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-04-30
Anli Securities Limited
安里證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-04-30
Anli Securities Limited
安里證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-04-30
Anli Securities Limited
安里證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-04-30

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Shui Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wan Po Cho Anli Securities Limited 2003–2006
Chun Sing Choi Anli Securities Limited 2003–2006
Rebecca May Lie Hsu Anli Securities Limited 2003–2006
Jimmy Kam Fai Li Anli Securities Limited 2003–2006
King Wai Lo Anli Securities Limited 2003–2006
Chi Ho Tang Anli Securities Limited 2003–2006
Jenifer Kit Wah Tsang Anli Securities Limited 2003–2006
Chi Yuen Hui Anli Securities Limited 2003–2006
Kim Hung Lee Anli Securities Limited 2003
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