Michael David Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Roberts, a licensed former licensee with CE reference AAI588. This person has 11.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-13 | 2014-03-31 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-03-31 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael David Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.