San Wan Yuan

袁新永
CE No. AAI209 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for San Wan Yuan (袁新永), a licensed former licensee with CE reference AAI209. This person has 1.9 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
San Wan Yuan & Company
袁新永公司
RO Type 1 - Dealing in securities Pre-2003 2005-02-25
San Wan Yuan & Company
袁新永公司
RO Type 4 - Advising on securities Pre-2003 2005-02-25
San Wan Yuan & Company
袁新永公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-02-25
San Wan Yuan & Company
袁新永公司
RO Type 9 - Asset management Pre-2003 2005-02-25

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as San Wan Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kit Yee Lui San Wan Yuan & Company 2003–2005
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