Mo Ching Fung Chau

馮周慕貞
CE No. AAH489 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Ching Fung Chau (馮周慕貞), a licensed former licensee with CE reference AAH489. This person has 11.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Kay Yue Securities Company Limited
基裕證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2014-08-07
Kay Yue Securities Company Limited
基裕證券有限公司
RO Type 4 - Advising on securities Pre-2003 2003-05-28
Kay Yue Securities Company Limited
基裕證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-05-28
Kay Yue Securities Company Limited
基裕證券有限公司
RO Type 9 - Asset management Pre-2003 2003-05-28

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Mo Ching Fung Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Dennis Wah Fai Chung Kay Yue Securities Company Limited 2003–2011
Thomas Pui Wie Kam Kay Yue Securities Company Limited 2003–2011
Yee Kwan Lee Kay Yue Securities Company Limited 2003–2011
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