Nai Chiu Li

李乃昭
CE No. AAH128 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nai Chiu Li (李乃昭), a licensed former licensee with CE reference AAH128. This person has 0.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
DaoKou Securities Limited
道口證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-06-18
DaoKou Securities Limited
道口證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-06-18
DaoKou Securities Limited
道口證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-06-18
DaoKou Securities Limited
道口證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-06-18

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Nai Chiu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Siu Leung Lam DaoKou Securities Limited 2003
Po Kuen Cheung DaoKou Securities Limited 2003
Hau Ping Hu DaoKou Securities Limited 2003
Yu Sing Lee DaoKou Securities Limited 2003
Wai Man Lo DaoKou Securities Limited 2003
Yiu Kai Shum DaoKou Securities Limited 2003
Hai Chain Woo DaoKou Securities Limited 2003
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