Dominic Dzan Hoi Lo
勞鎮海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Dzan Hoi Lo (勞鎮海), a licensed former licensee with CE reference AAH057. This person has 5.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-22 | 2008-08-12 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-07 | 2005-02-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-02-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Dzan Hoi Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Ching Tsang | Hooray Securities Limited | 2005–2007 |
| Tung Choi Pang | Hooray Securities Limited | 2005–2008 |
| Dennis Wing Kum Yuen | Hooray Securities Limited | 2005–2008 |
| Yat Wah Lau | Hooray Securities Limited | 2005–2007 |
| Pui Kwong Chan | Hooray Securities Limited | 2007–2008 |
| Kai Yien Arthur Albert Li | Hooray Securities Limited | 2005–2006 |
| Eddie Shiu Hung Ho | Hooray Securities Limited | 2005 |
| Alan Yau Yuet Chan | Hooray Securities Limited | 2005 |
| Kam Yuen Luk | Hooray Securities Limited | 2005 |
| Betty Sau Lai Chau | Hooray Securities Limited | 2005 |
| Foon Har Chow | Hooray Securities Limited | 2005 |
| Siu Fun Ngan | Hooray Securities Limited | 2005 |
| Tai Yuen Li | Hooray Securities Limited | 2005 |
| David Wing Yiu Cho | Hooray Securities Limited | 2005 |
| Mandy Lai Wa Lau | Hooray Securities Limited | 2005 |